Filing Details
- Accession Number:
- 0001127602-21-022672
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-30 19:33:12
- Reporting Period:
- 2021-07-29
- Accepted Time:
- 2021-07-30 19:33:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193107 | R Kevin Johnson | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-07-29 | 120,000 | $60.68 | 466,532 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-07-29 | 120,000 | $60.68 | 586,532 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-07-29 | 119,177 | $60.68 | 705,709 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-07-29 | 313,843 | $122.74 | 391,866 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-07-29 | 45,334 | $123.28 | 346,532 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2021-07-29 | 120,000 | $0.00 | 120,000 | $60.68 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2021-07-29 | 120,000 | $0.00 | 120,000 | $60.68 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2021-07-29 | 119,177 | $0.00 | 119,177 | $60.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 239,177 | 2025-11-16 | No | 4 | M | Direct | |
| 119,177 | 2025-11-16 | No | 4 | M | Direct | |
| 0 | 2025-11-16 | No | 4 | M | Direct |
Footnotes
- The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.
- Includes 597.887 accrued dividend equivalents on unvested restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $122.15 to $123.145. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $123.150 to $123.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 359,177 shares, became exercisable in one increment of 87,795 shares on November 16, 2016 and three equal increments of 89,794 shares on November 16, 2017, November 16, 2018, and November 16, 2019.
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