Filing Details
- Accession Number:
- 0001104659-11-026944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-06 19:26:43
- Reporting Period:
- 2011-05-04
- Filing Date:
- 2011-05-06
- Accepted Time:
- 2011-05-06 19:26:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 864559 | Cascade Microtech Inc | CSCD | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455834 | J Paul O'mara | Cascade Microtech Inc. 2430 Nw 206Th Avenue Beaverton OR 97006 | Vp Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-04 | 3,405 | $6.18 | 15,390 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-05 | 23 | $3.11 | 15,413 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-05 | 23 | $7.00 | 15,390 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to purchase Common Stock | Disposition | 2011-05-05 | 23 | $3.11 | 23 | $3.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,257 | 2010-02-06 | 2019-02-06 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to existing 10(b)(5)-1 plan.
- Holdings include 3,405 shares of common stock acquired on April 29, 2011 pursuant to the Company's 2004 Employee Stock Purchase Plan
- Reporting person acquired shares of common stock upon exercise of incentive stock options
- Options vest with respect to 10,820 shares annually each February 6th beginning in 2010 with a total of 43,280 shares becoming fully vested on February 6, 2013
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