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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397702	Silk Road Medical Inc	SILK	Surgical & Medical Instruments & Apparatus (3841)	208777622

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1769830	W. Lucas Buchanan	C/O Silk Road Medical, Inc. 1213 Innsbruck Drive Sunnyvale CA 94089	Coo/Cfo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-07-27	3,000	$1.60	189,192	No	4	M	Direct
Common Stock	Acquisiton	2021-07-28	3,595	$20.00	192,787	No	4	M	Direct
Common Stock	Disposition	2021-07-28	3,595	$44.91	189,192	No	4	S	Direct
Common Stock	Acquisiton	2021-07-28	4,021	$30.93	193,213	No	4	M	Direct
Common Stock	Disposition	2021-07-28	4,021	$44.91	189,192	No	4	S	Direct
Common Stock	Disposition	2021-07-28	2,384	$44.91	186,808	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2021-07-27	3,000	$0.00	3,000	$1.60
Common Stock	Option (right to buy)	Disposition	2021-07-28	3,595	$0.00	3,595	$20.00
Common Stock	Option (right to buy)	Disposition	2021-07-28	4,021	$0.00	4,021	$30.93

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
135,409	2015-12-03	2025-12-03	No	4	M	Direct
45,448	2019-05-03	2029-04-03	No	4	M	Direct
28,154	2020-04-01	2030-03-27	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,518	Indirect	Buchanan Grandchildren's Irrevocable Trust

Footnotes

The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
This transaction was executed in multiple trades at price ranging from $43.97 to $46.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
These shares are held directly by the Buchanan Grandchildren's Irrevocable Trust, for which the Reporting Person serves as a co-trustee.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.
One forty-eighth of the shares subject to the option shall vest on May 3, 2019 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
One forty-eighth of the shares subject to the option shall vest on April 1, 2020 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.