Filing Details

Accession Number:
0001179110-21-007722
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-29 16:29:14
Reporting Period:
2021-07-28
Accepted Time:
2021-07-29 16:29:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466538 Cowen Inc. COWN Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477552 Stephen Lasota Cowen Inc.
599 Lexington Avenue
New York NY 10022
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-07-28 1,433 $40.00 237,163 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The shares of common stock were sold pursuant to a 10b5-1 trading plan.