Filing Details

Accession Number:
0000950142-21-002439
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-07-26 12:02:11
Reporting Period:
2021-07-23
Accepted Time:
2021-07-26 12:02:11
Original Submission Date:
2021-07-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1824403 Roth Ch Acquisition Ii Co ROCCU () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602273 Adam Rothstein C/O Roth Ch Acquisition Ii Co.
888 San Clemente Drive, Suite 400
Newport Beach CA 92660
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-23 25,979 $9.64 119,189 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $9.61 to $9.68. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. An additional 25,000 shares of common stock were inadvertently included in the reporting person's ownership total in the Form 4 originally filed on July 23, 2021.