Filing Details
- Accession Number:
- 0001689923-21-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-23 16:28:04
- Reporting Period:
- 2021-07-21
- Accepted Time:
- 2021-07-23 16:28:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1689923 | Alteryx Inc. | AYX | Services-Prepackaged Software (7372) | 900673106 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1699950 | Dean Stoecker | C/O Alteryx, Inc. 3345 Michelson Drive, Suite 400 Irvine CA 92612 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-07-21 | 3,929 | $79.64 | 71,071 | No | 4 | S | Indirect | By The Dean A. Stoecker Trust dated December 16, 2013 |
| Class A Common Stock | Disposition | 2021-07-21 | 3,471 | $80.27 | 67,600 | No | 4 | S | Indirect | By The Dean A. Stoecker Trust dated December 16, 2013 |
| Class A Common Stock | Disposition | 2021-07-21 | 100 | $81.00 | 67,500 | No | 4 | S | Indirect | By The Dean A. Stoecker Trust dated December 16, 2013 |
| Class A Common Stock | Disposition | 2021-07-21 | 1,800 | $79.82 | 23,200 | No | 4 | S | Indirect | By Lucy27, LLC |
| Class A Common Stock | Disposition | 2021-07-21 | 700 | $80.43 | 22,500 | No | 4 | S | Indirect | By Lucy27, LLC |
| Class A Common Stock | Disposition | 2021-07-22 | 2,400 | $80.70 | 20,100 | No | 4 | S | Indirect | By Lucy27, LLC |
| Class A Common Stock | Disposition | 2021-07-22 | 100 | $81.29 | 20,000 | No | 4 | S | Indirect | By Lucy27, LLC |
| Class A Common Stock | Disposition | 2021-07-22 | 6,458 | $80.65 | 61,042 | No | 4 | S | Indirect | By The Dean A. Stoecker Trust dated December 16, 2013 |
| Class A Common Stock | Disposition | 2021-07-22 | 1,042 | $81.11 | 60,000 | No | 4 | S | Indirect | By The Dean A. Stoecker Trust dated December 16, 2013 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By The Dean A. Stoecker Trust dated December 16, 2013 |
| No | 4 | S | Indirect | By The Dean A. Stoecker Trust dated December 16, 2013 |
| No | 4 | S | Indirect | By The Dean A. Stoecker Trust dated December 16, 2013 |
| No | 4 | S | Indirect | By Lucy27, LLC |
| No | 4 | S | Indirect | By Lucy27, LLC |
| No | 4 | S | Indirect | By Lucy27, LLC |
| No | 4 | S | Indirect | By Lucy27, LLC |
| No | 4 | S | Indirect | By The Dean A. Stoecker Trust dated December 16, 2013 |
| No | 4 | S | Indirect | By The Dean A. Stoecker Trust dated December 16, 2013 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 93,448 | Direct | |
| Class A Common Stock | 12,449 | Indirect | By TAILY, LLC |
| Class A Common Stock | 10,599 | Indirect | By TRILY, LLC |
Footnotes
- Includes 47,498 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
- Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 3, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.96 to $79.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.96 to $80.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 10, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.24 to $80.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.23 to $80.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.20 to $81.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.21 to $81.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.05 to $81.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.05 to $81.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Billionaire Hedge Funds
