Filing Details

Accession Number:
0001104659-21-095082
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-22 20:55:18
Reporting Period:
2021-07-22
Accepted Time:
2021-07-22 20:55:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1824403 Roth Ch Acquisition Ii Co ROCCU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602273 Adam Rothstein C/O Roth Ch Acquisition Ii Co.
888 San Clemente Drive, Suite 400
Newport Beach CA 92660
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-22 5,021 $9.77 118,210 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase Common Stock Acquisiton 2021-07-22 23,910 $1.48 23,910 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,849 No 4 P Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $9.67 to $9.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $1.47 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  4. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.