Filing Details

Accession Number:
0001104659-21-094124
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-20 21:29:51
Reporting Period:
2021-07-19
Accepted Time:
2021-07-20 21:29:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1232582 Ashford Hospitality Trust Inc AHT Real Estate Investment Trusts (6798) 861062192
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464574 Md J Benjamin Ansell 14185 Dallas Parkway
Suite 1200
Dallas TX 75254
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-06-15 5,596 $0.00 6,457 No 5 G Direct
Common Stock Acquisiton 2021-07-19 5,300 $16.87 10,300 No 4 P Indirect By Ansell 2020 Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 P Indirect By Ansell 2020 Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,743 Indirect By Ansell Family Trust
Common Stock 153 Indirect By Benjamin J. Ansell, as Trustee FBO of Benjamin Ansell GST Trust under Agreement dated 1/2/2003
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Special Limited Partnership Units $0.00 128 128 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
128 128 Direct
Footnotes
  1. On June 15, 2021, the Reporting Person transferred 5,596 shares of the Issuer's common stock to the Ansell Family Trust, a family trust of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Ansell Family Trust.
  2. The shares shown have been adjusted to reflect the Issuer's reverse stock split of its outstanding shares of common stock on a 1-for-10 basis that occurred on July 16, 2021.
  3. Represents special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
  4. The LTIP Units do not have an expiration date.