Filing Details

Accession Number:
0001214659-21-007627
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-19 20:15:56
Reporting Period:
2021-07-15
Accepted Time:
2021-07-19 20:15:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1677077 Alzamend Neuro Inc. ALZN () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212502 Iii C Milton Ault 3802 Spectrum Boulevard, Suite 112C
Tampa FL 33612
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-15 700 $6.33 5,321,255 No 4 P Indirect By Digital Power Lending, LLC
Common Stock Disposition 2021-07-15 300 $6.92 5,320,955 No 4 S Indirect By Digital Power Lending, LLC
Common Stock Acquisiton 2021-07-16 600 $6.23 5,321,555 No 4 P Indirect By Digital Power Lending, LLC
Common Stock Acquisiton 2021-07-19 4,000 $5.41 5,325,555 No 4 P Indirect By Digital Power Lending, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Digital Power Lending, LLC
No 4 S Indirect By Digital Power Lending, LLC
No 4 P Indirect By Digital Power Lending, LLC
No 4 P Indirect By Digital Power Lending, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,000,000 Indirect By Ault Life Sciences, Inc.
Common Stock 10,000,000 Indirect By Ault Life Sciences Fund, LLC
Footnotes
  1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.3254. The range of purchase prices on the transaction date was $6.18 to $6.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  2. Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.
  3. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.2333. The range of purchase prices on the transaction date was $6.16 to $6.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  4. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4125. The range of purchase prices on the transaction date was $5.31 to $5.52 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  5. Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.
  6. Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.