Home > Insider Trading > Filing (0001104659-21-093199)

Filing Details

Accession Number:: 0001104659-21-093199
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-07-16 21:48:38
Reporting Period:: 2020-10-15

Accepted Time:: 2021-07-16 21:48:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1822492	Hillman Solutions Corp.	HLMN	Security Brokers, Dealers & Flotation Companies (6211)	NY

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
96223	Jefferies Financial Group Inc.	520 Madison Avenue 12Th Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-10-15	3,200	$9.96	3,200	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2021-07-14	4,671,576	$0.00	4,671,576	No	4	M	Direct
Common Stock	Acquisiton	2021-07-14	2,500,000	$10.00	7,171,576	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	M	Direct
No	4	A	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-07-14	1,365,924	$0.00	1,365,924	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-07-14	4,671,576	$0.00	4,671,576	$0.00
Common Stock	Warrants to purchase Common Stock	Disposition	2021-07-14	4,000,000	$1.50	4,000,000	$11.50
Common Stock	Warrants to purchase Common Stock	Disposition	2021-07-14	501,066	$0.00	501,066	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,671,576			No	4	D	Direct
0			No	4	M	Direct
4,000,000	2021-10-14	2026-10-14	No	4	A	Direct
501,066	2021-10-14	2026-10-14	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,503,200	Indirect	See Footnote

Footnotes

In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).
Acquired by the Reporting Person immediately prior to the Closing pursuant to the subscription agreement, which was entered into with the Issuer on January 24, 2021 in connection with the Business Combination.
Jefferies LLC owns the 1,503,200 shares of Common Stock and the 501,066 Warrants to purchase 501,660 shares of Common Stock. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such securities. The Reporting Person disclaims beneficial ownership over the securities held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.
The Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Person, Jefferies LLC or Jefferies Group LLC until the Closing. 4,000,000 Warrants were initially acquired in a private placement from the Issuer concurrent with the Issuer's initial public offering. 500,000 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants. The units were acquired at various prices, as set forth in the Reporting Person's Form 5 in the Issuer filed on February 5, 2021, which reported the purchase of the accompanying shares of Class A common stock included in the units.
1,066 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants at the price set forth in Table I which reports the purchase of the accompanying shares of Class A common stock included in the units.
The 10/15/2020 transaction is being reported late due to inadvertent administrative oversight.