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Home > Insider Trading > Filing (0001104659-21-091227)

Filing Details

Accession Number:: 0001104659-21-091227
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-07-12 17:00:29
Reporting Period:: 2021-07-08

Accepted Time:: 2021-07-12 17:00:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1282631	Netlist Inc	NLST	Semiconductors & Related Devices (3674)	954812784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1422990	M Gail Sasaki	175 Technology, Suite 150 Irvine CA 92618	Vice President And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-07-08	6,718	$1.02	481,363	No	4	M	Direct
Common Stock	Disposition	2021-07-08	6,718	$5.90	474,545	No	4	S	Direct
Common Stock	Acquisiton	2021-07-09	68,282	$1.02	542,827	No	4	M	Direct
Common Stock	Disposition	2021-07-09	68,282	$5.90	474,545	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2021-07-08	6,718	$0.00	6,718	$1.02
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2021-07-09	68,282	$0.00	68,282	$1.02

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
218,282		2027-02-14	No	4	M	Direct
150,000		2027-02-14	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 Plan.
This option vested in 16 equal quarterly installments from May 14, 2017 to February 14, 2021.