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Home > Insider Trading > Filing (0000899243-21-028100)

Filing Details

Accession Number:: 0000899243-21-028100
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-07-12 16:15:13
Reporting Period:: 2021-07-08

Accepted Time:: 2021-07-12 16:15:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1622148	Highland Global Allocation Fund	HGLB	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1606636	J Robert Froehlich	2515 Mckinney Avenue, Suite 1100 Dallas TX 75201		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-07-08	3,600	$9.15	6,216	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2021-07-08	758	$9.15	3,415	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Footnotes

These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.
These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust.