Filing Details

Accession Number:
0001104659-21-089930
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-07 21:40:47
Reporting Period:
2021-06-25
Accepted Time:
2021-07-07 21:40:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1802450 Lionheart Acquisition Corp. Ii LCAP Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1818673 Lionheart Equities, Llc 4218 2Nd Avenue
Miami FL 33137
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-06-25 180,000 $10.00 440,000 No 4 P Direct
Class A Common Stock Acquisiton 2021-07-04 5,000 $10.00 445,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2021-06-25 540,000 $0.00 540,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-07-04 15,000 $0.00 15,000 $0.00
Class A Common Stock Warrants to purchase Class A Common Stock Acquisiton 2021-06-25 90,000 $0.00 90,000 $11.50
Class A Common Stock Warrants to purchase Class A Common Stock Acquisiton 2021-07-04 2,500 $0.00 2,500 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,202,500 No 4 P Direct
5,217,500 No 4 P Direct
220,000 No 4 P Direct
222,500 No 4 P Direct
Footnotes
  1. In connection with Mr. Aman Kapadia's resignation as a director of the issuer, Lionheart Equities, LLC acquired all of the issuer's private placement units and Class B Common Stock held by vehicles and accounts managed by Akaris Global Partners LP, an entity over which Mr. Kapadia has voting and dispositive power. Each private placement unit consists of one share of Class A Common Stock and one-half of one warrant, with each whole warrant entitling the holder thereof to purchase one Class A Common Stock at a price of $11.50 per share, subject to certain adjustments.
  2. In connection with Mr. Trevor Barran's resignation as a director and chief operating officer of the issuer, Lionheart Equities, LLC acquired all of the issuer's private placement units and Class B Common Stock owned by Mr. Barran. Each private placement unit consists of one share of Class A Common Stock and one-half of one warrant, with each whole warrant entitling the holder thereof to purchase one Class A Common Stock at a price of $11.50 per share, subject to certain adjustments.
  3. As described in the issuer's registration statement on Form S-1 (File No. 333-240130) (the "Registration Statement"), the shares of Class B Common Stock will automatically convert into shares of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
  4. The warrants become exercisable on the later of (i) 30 days after the completion of the issuer's initial business combination and (ii) August 18, 2021.
  5. The warrants expire five years after the completion of the issuer's initial business combination or earlier upon redemption or liquidation, as described in the Registration Statement.