Filing Details

Accession Number:
0001209191-21-045826
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-07 16:47:06
Reporting Period:
2021-07-02
Accepted Time:
2021-07-07 16:47:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235912 Cvrx Inc. CVRX () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1132326 P L 10 Associates Enterprise New 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-07-02 58,175 $0.00 58,175 No 4 C Direct
Common Stock Acquisiton 2021-07-02 57,241 $0.00 115,416 No 4 C Direct
Common Stock Acquisiton 2021-07-02 71,077 $0.00 186,493 No 4 C Direct
Common Stock Acquisiton 2021-07-02 80,178 $0.00 266,671 No 4 C Direct
Common Stock Acquisiton 2021-07-02 83,396 $0.00 350,067 No 4 C Direct
Common Stock Acquisiton 2021-07-02 253,605 $0.00 603,672 No 4 C Direct
Common Stock Acquisiton 2021-07-02 1,196,911 $0.00 1,800,583 No 4 C Direct
Common Stock Acquisiton 2021-07-02 225,500 $18.00 2,026,083 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-2 Preferred Stock Disposition 2021-07-02 2,300,708 $0.00 58,175 $0.00
Common Stock Series B-2 Preferred Stock Disposition 2021-07-02 2,263,778 $0.00 57,241 $0.00
Common Stock Series C-2 Preferred Stock Disposition 2021-07-02 2,810,950 $0.00 71,077 $0.00
Common Stock Series D-2 Preferred Stock Disposition 2021-07-02 3,170,896 $0.00 80,178 $0.00
Common Stock Series E-2 Preferred Stock Disposition 2021-07-02 3,298,154 $0.00 83,396 $0.00
Common Stock Series F-2 Preferred Stock Disposition 2021-07-02 10,029,566 $0.00 253,605 $0.00
Common Stock Series G Preferred Stock Disposition 2021-07-02 18,934,168 $0.00 1,196,911 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. Upon the closing of the Issuer's initial public offering, each share of Series A-2 Convertible Preferred Stock, Series B-2 Convertible Preferred Stock, Series C-2 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock, Series E-2 Convertible Preferred Stock and Series F-2 Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.025857287.
  2. Upon the closing of the Issuer's initial public offering, each share of Series G Convertible Preferred Stock automatically converted into shares of common stock at a rate of 1-for-0.0632143218.
  3. Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of common stock at the then-appliable conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares). The conversion rates reported reflect the conversion ratios under the Issuer's certificate of incorporation, adjusted to give effect to the previously effected 1-for-39.548 reverse stock split of the common stock.