Home > Insider Trading > Filing (0001209191-21-045626)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758057	Luminar Technologies Inc.	LAZR	Motor Vehicle Parts & Accessories (3714)	831804317

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1842577	Hong Jun Heng	C/O Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando FL 32826		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-07-01	4,545	$22.00	319,170	No	4	P	Indirect	By Heng Zhao JT Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Heng Zhao JT Revocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	5,141	Indirect	By CC Holdings IV, LLC
Class A Common Stock	842,366	Indirect	By Crescent Cove Capital II LP
Class A Common Stock	656,713	Indirect	By Crescent Cove Opportunity Fund LP
Class A Common Stock	257,538	Indirect	By Crescent Cove Opportunity Fund B LP
Class A Common Stock	1,000	Indirect	By Crescent Cove Luminar SPV LLC
Class A Common Stock	568,800	Indirect	By Crescent Cove Capital I LP
Class A Common Stock	18,559	Direct

Footnotes

Mr. Heng is co-trustee of the Heng Zhao JT Revocable Trust.
Crescent Cove Capital GP, LLC, Crescent Cove Capital II GP, LLC, and Crescent Cove Opportunity GP, LP (collectively "General Partner") are the general partner of the Crescent Cove entities. Crescent Cove Capital Management, LLC and Crescent Cove Advisors, LP (collectively "Investment Manager") are the investment manager of the Crescent Cove entities. Mr. Heng is the managing member of the General Partner and the Investment Manager of Crescent Cove entities, and therefore, may be deemed to hold voting and dispositive power over the shares held by Crescent Cove entities.