Filing Details
- Accession Number:
- 0001731122-21-001127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-07-01 21:48:40
- Reporting Period:
- 2021-06-29
- Accepted Time:
- 2021-07-01 21:48:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314052 | Anavex Life Sciences Corp. | AVXL | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196573 | U Christopher Missling | 51 W 52Nd Street, 7Th Floor New York NY 10019 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-29 | 51,620 | $1.32 | 1,069,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-29 | 51,620 | $26.00 | 1,018,210 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-06-29 | 51,620 | $0.00 | 51,620 | $1.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 73,380 | 2024-05-08 | No | 4 | M | Direct |
Footnotes
- The options subject to this grant vested over 4 years on May 8, 2015, May 8, 2016, May 8, 2017, May 8, 2018.
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