Filing Details

Accession Number:
0001209191-21-044561
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-07-01 18:29:04
Reporting Period:
2021-06-29
Accepted Time:
2021-07-01 18:29:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783032 Elevation Oncology Inc. ELEV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1172252 N Andrew Schiff C/O Aisling Capital Management Lp
888 Seventh Avenue, 12Th Floor
New York NY 10106
No No No Yes
1250195 Steve Elms C/O Aisling Capital Management Lp
888 Seventh Avenue, 12Th Floor
New York NY 10106
Yes No No Yes
1652910 Aisling Capital Iv, Lp 888 Seventh Avenue
12Th Floor
New York NY 10106
No No Yes No
1737019 Aisling Capital Partners Iv Llc 888 Seventh Avenue
12Th Floor
New York NY 10106
No No Yes No
1737020 Aisling Capital Partners Iv, Lp 888 Seventh Avenue
12Th Floor
New York NY 10106
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-29 1,893,232 $0.00 2,189,050 No 4 C Direct
Common Stock Acquisiton 2021-06-29 458,360 $0.00 2,647,410 No 4 C Direct
Common Stock Acquisiton 2021-06-29 187,500 $16.00 2,834,910 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2021-06-29 8,000,000 $0.00 1,893,232 $0.00
Common Stock Series B Preferred Stock Disposition 2021-06-29 1,936,834 $0.00 458,360 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The Shares of the Issuer's Preferred Stock automatically converted on a 4.225582-for-one basis into the number of shares of the Issuer's Common Stock in shown in column 7 immediately upon the closing of the Issuer's initial public offering, and had no expiration date.
  2. The securities are directly held by Aisling Capital IV, LP ("Aisling"). Aisling Capital Partners IV, LP ("Aisling GP"), is the general partner of Aisling, and Aisling Capital Partners IV LLC ("Aisling Partners"), is the general partner of Aisling GP. The managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms and may share voting power and dispositive powers over securities held by Aisling, and as a result, may be deemed to have beneficial ownership over such securities. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein.