Filing Details
- Accession Number:
- 0001493152-21-015786
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-30 18:58:12
- Reporting Period:
- 2021-06-29
- Accepted Time:
- 2021-06-30 18:58:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876343 | Lineage Cell Therapeutics Inc. | LCTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534002 | C. Angus Russell | C/O Lineage Cell Therapeutics 2173 Salk Avenue, Suite 200 Carlsbad CA 92008 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2021-06-29 | 24,720 | $2.20 | 92,220 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2021-06-29 | 4,720 | $2.97 | 87,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2021-06-29 | 24,720 | $0.00 | 24,720 | $2.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-06-30 | No | 4 | M | Direct |
Footnotes
- This option became exercisable in four equal quarterly installments after the date of grant on July 1, 2016.
Billionaire Hedge Funds
