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Filing Details

Accession Number:: 0000899243-21-026660
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-29 21:13:07
Reporting Period:: 2021-06-25

Accepted Time:: 2021-06-29 21:13:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569345	Sprinklr Inc.	CXM	Services-Prepackaged Software (7372)	454771485

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1751512	Hellman & Friedman Capital Partners Ix, L.p.	415 Mission Street, Suite 5700 San Francisco CA 94105	No	No	Yes	No
1767564	H&F Corporate Investors Ix, Ltd.	415 Mission Street, Suite 5700 San Francisco CA 94105	No	No	Yes	No
1867522	H&F Splash Holdings Ix Gp, Llc	415 Mission Street, Suite 5700 San Francisco CA 94105	No	No	Yes	No
1867523	H&F Splash Holdings Ix, L.p.	415 Mission Street, Suite 5700 San Francisco CA 94105	No	No	Yes	No
1867802	Hellman & Friedman Investors Ix, L.p.	415 Mission Street, Suite 5700 San Francisco CA 94105	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-06-25	5,455,519	$0.00	16,363,617	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-06-25	10,347,669	$0.00	26,711,286	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-06-25	4,903,524	$0.00	31,614,810	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-06-25	1,393,143	$0.00	33,007,953	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-06-25	18,525	$0.00	33,026,478	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-06-25	682,186	$0.00	33,708,664	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-06-25	111,752	$0.00	33,820,416	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-06-25	1,867,825	$0.00	35,688,241	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-06-25	10,810,810	$0.00	46,499,051	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2021-06-25	9,090,909	$0.00	55,589,960	No	4	C	Indirect	See footnote
Common Stock	Disposition	2021-06-25	55,589,960	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2021-06-25	1,413,501	$16.00	1,413,501	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Convertible Preferred Stock	Disposition	2021-06-25	5,455,519	$0.00	5,455,519	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2021-06-25	10,347,669	$0.00	10,347,669	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2021-06-25	4,903,524	$0.00	4,903,524	$0.00
Common Stock	Series D Convertible Preferred Stock	Disposition	2021-06-25	1,393,143	$0.00	1,393,143	$0.00
Common Stock	Series D-2 Convertible Preferred Stock	Disposition	2021-06-25	18,525	$0.00	18,525	$0.00
Common Stock	Series E-1 Convertible Preferred Stock	Disposition	2021-06-25	682,186	$0.00	682,186	$0.00
Common Stock	Series E-2 Convertible Preferred Stock	Disposition	2021-06-25	111,752	$0.00	111,752	$0.00
Common Stock	Series F Convertible Preferred Stock	Disposition	2021-06-25	1,867,825	$0.00	1,867,825	$0.00
Common Stock	Series G-1 Convertible Preferred Stock	Disposition	2021-06-25	10,810,810	$0.00	10,810,810	$0.00
Common Stock	Series G-2 Convertible Preferred Stock	Disposition	2021-06-25	9,090,909	$0.00	9,090,909	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-06-25	55,589,960	$0.00	55,589,960	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
55,589,960	No	4	J	Indirect

Footnotes

Prior to the closing of the initial public offering of Class A common stock, par value $0.00003 per share ("Class A Common Stock") of Sprinklr, Inc. (the "Issuer"), all shares of Convertible Preferred Stock automatically converted into shares of common stock, par value $0.00003 per share ("Common Stock") on a one-for-one basis. Immediately thereafter, but still prior to the closing of the initial public offering of the Issuer, all shares of Common Stock were automatically reclassified into shares of Class B common stock, par value $0.00003, of the Issuer ("Class B Common Stock").
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of the Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer and will convert automatically following the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B common stock represent less than 5.0% of the then outstanding Class A and Class B common stock subject to certain timing criteria.
Reflects securities directly held by H&F Splash Holdings IX, L.P. ("H&F Splash Holdings IX"). H&F Splash Holdings IX GP, LLC ("GPLLC") is the general partner of H&F Splash Holdings IX. Hellman & Friedman Capital Partners IX, L.P. ("HFCP IX") is the controlling member of GPLLC. Hellman & Friedman Investors IX, L.P. ("H&F Investors IX") is the general partner of HFCP IX. H&F Corporate Investors IX, Ltd. ("H&F IX") is the general partner of H&F Investors IX.