Filing Details

Accession Number:
0001209191-21-043860
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-29 21:04:03
Reporting Period:
2021-06-25
Accepted Time:
2021-06-29 21:04:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569345 Sprinklr Inc. CXM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199925 David R Tabors C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1199926 R Scott Tobin C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1485934 Battery Ventures Ix, L.p. C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1517640 Battery Investment Partners Ix, Llc C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1517642 Battery Partners Ix, Llc C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1548594 Battery Management Corp. One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1844915 Battery Ventures Select Fund I, L.p. C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1845092 Battery Investment Partners Select Fund I, L.p. C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1869352 Battery Partners Select Fund I Gp, Llc C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
1869424 Battery Partners Select Fund I, L.p. C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-25 41,041,031 $0.00 41,070,734 No 4 C Indirect By Battery Ventures IX, L.P.
Common Stock Acquisiton 2021-06-25 410,373 $0.00 410,670 No 4 C Indirect By Battery Investment Partners IX, LLC
Common Stock Acquisiton 2021-06-25 1,545,044 $0.00 2,407,137 No 4 C Indirect By Battery Ventures Select Fund I, L.P
Common Stock Disposition 2021-06-25 152,806 $0.00 238,068 No 4 C Indirect By Battery Investment Partners Select Fund I, L.P.
Common Stock Disposition 2021-06-25 41,070,734 $0.00 0 No 4 J Indirect By Battery Ventures IX, L.P.
Common Stock Disposition 2021-06-25 410,670 $0.00 0 No 4 J Indirect By Battery Investment Partners IX, LLC
Common Stock Disposition 2021-06-25 2,407,137 $0.00 0 No 4 J Indirect By Battery Ventures Select Fund I, L.P
Common Stock Disposition 2021-06-25 238,068 $0.00 0 No 4 J Indirect By Battery Investment Partners Select Fund I, L.P.
Class A Common Stock Acquisiton 2021-06-25 977,095 $16.00 977,095 No 4 P Indirect By Battery Ventures Select Fund I, L.P
Class A Common Stock Acquisiton 2021-06-25 96,636 $16.00 96,636 No 4 P Indirect By Battery Investment Partners Select Fund I, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Battery Ventures IX, L.P.
No 4 C Indirect By Battery Investment Partners IX, LLC
No 4 C Indirect By Battery Ventures Select Fund I, L.P
No 4 C Indirect By Battery Investment Partners Select Fund I, L.P.
No 4 J Indirect By Battery Ventures IX, L.P.
No 4 J Indirect By Battery Investment Partners IX, LLC
No 4 J Indirect By Battery Ventures Select Fund I, L.P
No 4 J Indirect By Battery Investment Partners Select Fund I, L.P.
No 4 P Indirect By Battery Ventures Select Fund I, L.P
No 4 P Indirect By Battery Investment Partners Select Fund I, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2021-06-25 19,846,041 $0.00 19,846,041 $0.00
Common Stock Series A Preferred Stock Disposition 2021-06-25 198,440 $0.00 198,440 $0.00
Common Stock Series B Preferred Stock Disposition 2021-06-25 14,321,250 $0.00 14,321,250 $0.00
Common Stock Series B Preferred Stock Disposition 2021-06-25 143,199 $0.00 143,199 $0.00
Common Stock Series C Preferred Stock Disposition 2021-06-25 6,473,307 $0.00 6,473,307 $0.00
Common Stock Series C Preferred Stock Disposition 2021-06-25 64,728 $0.00 64,728 $0.00
Common Stock Series D Preferred Stock Disposition 2021-06-25 287,166 $0.00 287,166 $0.00
Common Stock Series D Preferred Stock Disposition 2021-06-25 2,871 $0.00 2,871 $0.00
Common Stock Series D-2 Preferred Stock Disposition 2021-06-25 91,707 $0.00 91,707 $0.00
Common Stock Series D-2 Preferred Stock Disposition 2021-06-25 918 $0.00 918 $0.00
Common Stock Series E-1 Preferred Stock Disposition 2021-06-25 14,289 $0.00 14,289 $0.00
Common Stock Series E-1 Preferred Stock Disposition 2021-06-25 144 $0.00 144 $0.00
Common Stock Series E-1 Preferred Stock Disposition 2021-06-25 78,340 $0.00 78,340 $0.00
Common Stock Series E-1 Preferred Stock Disposition 2021-06-25 7,748 $0.00 7,748 $0.00
Common Stock Series E-2 Preferred Stock Disposition 2021-06-25 1,773 $0.00 1,773 $0.00
Common Stock Series E-2 Preferred Stock Disposition 2021-06-25 18 $0.00 18 $0.00
Common Stock Series E-2 Preferred Stock Disposition 2021-06-25 30,499 $0.00 30,499 $0.00
Common Stock Series E-2 Preferred Stock Disposition 2021-06-25 3,016 $0.00 3,016 $0.00
Common Stock Series F Preferred Stock Disposition 2021-06-25 5,498 $0.00 5,498 $0.00
Common Stock Series F Preferred Stock Disposition 2021-06-25 55 $0.00 55 $0.00
Common Stock Series F Preferred Stock Disposition 2021-06-25 1,436,205 $0.00 1,436,205 $0.00
Common Stock Series F Preferred Stock Disposition 2021-06-25 142,042 $0.00 142,042 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-06-25 41,070,734 $0.00 41,070,734 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-06-25 410,670 $0.00 410,670 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-06-25 2,407,137 $0.00 2,407,137 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-06-25 238,068 $0.00 238,068 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
41,070,734 No 4 J Indirect
410,670 No 4 J Indirect
2,407,137 No 4 J Indirect
238,068 No 4 J Indirect
Footnotes
  1. Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series D-2 Preferred Stock, Series E-1 Preferred Stock, Series E-2 Preferred Stock and Series F Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.
  2. The reported securities are owned directly by Battery Ventures IX, L.P. ("BV IX"). The sole general partner of BV IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BV IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
  3. The reported securities are owned directly by Battery Investment Partners IX, LLC ("BIP IX"). The sole managing member of BIP IX is BP IX. BP IX's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Jesse Feldman, Roger Lee, R. David Tabors and Scott Tobin are the managing members of BP IX and may be deemed to share voting and dispositive power over the securities held by BIP IX. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
  4. The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Sel I"). The sole general partner of BV Sel I is Battery Partners Select Fund I, L.P. ("BP Sel I"). The general partner of BP Sel I is Battery Partners Select Fund I GP, LLC ("BP Sel I GP"). BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BV Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
  5. The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Sel I"). The sole general partner of BIP Sel I is BP Sel I GP. BP Sel I GP's investment adviser is Battery Management Corp. Neeraj Agrawal, Michael Brown, Morad Elhafed, Jesse Feldman, Russell Fleischer, Roger Lee, Itzik Parnafes, Chelsea Stoner, Dharmesh Thakker, R. David Tabors and Scott Tobin are the managing members and officers of BP Sel I GP and may be deemed to share voting and dispositive power over the securities held by BIP Sel I. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of his, her or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
  6. Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
  7. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.