Filing Details

Accession Number:
0001562180-21-004553
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-29 08:36:19
Reporting Period:
2021-06-28
Accepted Time:
2021-06-29 08:36:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1658035 Ii Robert Walter Bashaw C/O Ii-Vi Incorporated
375 Saxonburg Blvd
Saxonburg PA 16056
President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-28 5,000 $18.73 45,059 No 4 M Direct
Common Stock Disposition 2021-06-28 3,189 $71.83 41,870 No 4 S Direct
Common Stock Disposition 2021-06-28 1,711 $72.51 40,159 No 4 S Direct
Common Stock Disposition 2021-06-28 100 $73.29 40,059 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2021-06-28 5,000 $0.00 5,000 $18.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,800 2025-11-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 80 Indirect By Children
Common Stock 1,400 Indirect By Spouse
Footnotes
  1. The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May12, 2021.
  2. Represents the weighted average of multiple sale transactions ranging in price from $71.20 to $72.19. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. Represents the weighted average of multiple sale transactions ranging in price from $72.20 to $72.96. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  4. Represents the weighted average of multiple sale transactions ranging in price from $73.28 to $73.31. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  5. The options vest in five equal annual installments beginning on November 7, 2016.