Filing Details
- Accession Number:
- 0000919574-21-004306
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-28 18:50:51
- Reporting Period:
- 2021-06-24
- Accepted Time:
- 2021-06-28 18:50:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278386 | Broadwood Partners, L.p. | C/O Broadwood Capital Inc. 142 West 57Th Street, 11Th Floor New York NY 10019 | No | No | Yes | No | |
| 1278387 | Broadwood Capital Inc | 142 West 57Th Street, 11Th Floor New York NY 10019 | No | No | Yes | No | |
| 1278388 | C Neal Bradsher | C/O Broadwood Capital Inc. 142 West 57Th Street, 11Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-06-24 | 67,708 | $157.83 | 8,824,974 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-24 | 0 | $0.00 | 8,824,974 | No | 4 | S | Indirect | Footnote |
| Common Stock | Disposition | 2021-06-25 | 30,735 | $155.84 | 8,794,239 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-25 | 0 | $0.00 | 8,794,239 | No | 4 | S | Indirect | Footnote |
| Common Stock | Disposition | 2021-06-28 | 130,000 | $155.19 | 8,664,239 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-28 | 0 | $0.00 | 8,664,239 | No | 4 | S | Indirect | Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Footnote |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Footnote |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,900 | Direct |
Footnotes
- The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- This constitutes the weighted average sale price. The prices range from $154.96 to $161.57. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This constitutes the weighted average sale price. The prices range from $155.03 to $157.67. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This constitutes the weighted average sale price. The prices range from $155.01 to $158.51. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These securities are directly owned by Neal C. Bradsher.
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