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Filing Details

Accession Number:: 0001079973-21-000564
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-28 18:46:21
Reporting Period:: 2021-04-13

Accepted Time:: 2021-06-28 18:46:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1128189	Protokinetix Inc.	PKTX	Pharmaceutical Preparations (2834)	943355026

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1612614	Richard Michael Guzzetta	412 Mulberry Street Marietta OH 45750	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-04-13	555,556	$0.07	728,869	No	4	M	Direct
Common Stock	Acquisiton	2021-04-13	194,444	$0.07	728,869	No	4	F	Direct
Common Stock	Disposition	2021-04-21	2,500	$0.19	726,369	No	4	S	Direct
Common Stock	Disposition	2021-04-22	11,500	$0.21	714,869	No	4	S	Direct
Common Stock	Disposition	2021-04-26	12,000	$0.25	702,869	No	4	S	Direct
Common Stock	Disposition	2021-04-27	1,500	$0.23	701,369	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2021-04-13	750,000	$0.00	750,000	$0.07

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2021-11-14	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$0.12	2026-06-11	3,500,000	3,500,000	Direct
Common Stock	Stock Option	$0.11	2024-11-17	4,000,000	4,000,000	Direct
Common Stock	Stock Option	$0.09	2023-11-08	4,000,000	4,000,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-06-11	3,500,000	3,500,000	Direct
2024-11-17	4,000,000	4,000,000	Direct
2023-11-08	4,000,000	4,000,000	Direct

Footnotes

Represents a "net exercise" of outstanding vested stock options. These shares were withheld by the Company for payment of the exercise price and applicable taxes, based on the market price of the Company common stock on April 13, 2021 of $0.27.
This transaction was executed in multiple trades at prices ranging from $0.20 to $0.215. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $0.24 to $0.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Options exercised pursuant to 2017 Stock Option and Stock Bonus Plan.
Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on June 12, 2020. Fully vested.
Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan on November 18, 2019. 1,000,000 shares of common stock vest on February 18, 2020; thereafter 1,000,000 shares vest every three months until fully vested on November 18, 2020.
Options issued pursuant to the Amended 2017 Stock Option and Stock Bonus Plan on November 9, 2018. 1,000,000 shares of common stock vest March 31, 2019; thereafter 1,000,000 shall vest every three months until fully vested on December 31, 2019.