Home > Insider Trading > Filing (0001104659-21-086317)

Filing Details

Accession Number:: 0001104659-21-086317
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-28 17:04:05
Reporting Period:: 2021-06-24

Accepted Time:: 2021-06-28 17:04:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
7039	Trecora Resources	TREC	Petroleum Refining (2911)	751256622

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1645708	Pangaea Ventures, L.p.	C/O Ortelius Advisors, L.p. 450 Park Avenue, Suite 2700 New York NY 10022	No	No	Yes	No
1804470	Peter Desorcy	450 Park Avenue, Suite 2700 New York NY 10022	No	No	Yes	No
1804502	Ortelius Advisors, L.p.	450 Park Avenue, Suite 2700 New York NY 10022	No	No	Yes	No
1863646	Temnein Ventures Iii, L.p.	C/O Ortelius Advisors, L.p. 450 Park Avenue, Suite 2700 New York NY 10022	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-06-24	28,076	$8.18	2,551,497	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2021-06-25	58,449	$8.31	2,609,946	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes

Footnotes

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.08 to $8.30, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
These shares include 2,328,024 shares held by Pangaea Ventures, L.P. ("Pangaea") and 223,473 shares held by Temnein Ventures III, L.P. ("Temnein").
Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the sole member of the general partner of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.25 to $8.35, inclusive. The reporting person undertakes to provide upon request to the issuer, the Securities and Exchange Commission or any security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4).
These shares include 2,328,024 shares held by Pangaea and 281,922 shares held by Temnein.