Filing Details

Accession Number:
0001437749-21-015800
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-28 16:10:01
Reporting Period:
2021-06-25
Accepted Time:
2021-06-28 16:10:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1358356 Limestone Bancorp Inc. LMST National Commercial Banks (6021) 611142247
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1781615 James Kevin Kooman 2500 Eastpoint Pkwy
Louisville KY 40223
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-25 7,392 $16.50 335,298 No 4 P Indirect By Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Limited Partnership
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Voting Common Stock $0.00 1,000,000 1,000,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,000,000 1,000,000 Indirect
Footnotes
  1. Represents transactions by Patriot Financial Partners III, L.P
  2. Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder.
  3. Shares owned by Patriot Financial Partners III, L.P., Patriot Financial Manager, L.P., and/or Patriot Financial Advisors, L.P.. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.