Filing Details

Accession Number:
0001019056-21-000385
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-28 08:50:29
Reporting Period:
2021-06-24
Accepted Time:
2021-06-28 08:50:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
872912 Delcath Systems Inc. DCTH Surgical & Medical Instruments & Apparatus (3841) 061245881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1623082 J A Steven Salamon C/o Rosalind Advisors, Inc.
175 Bloor Street Suite 1316, North Tower
Toronto A6 M5R 2L4
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2021-06-24 4,500 $10.90 409,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 404,500 previously reported as of March 31, 2021 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds"
  2. Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.