Filing Details
- Accession Number:
- 0001090009-11-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-05 13:19:11
- Reporting Period:
- 2011-03-22
- Filing Date:
- 2011-05-05
- Accepted Time:
- 2011-05-05 13:19:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1090009 | Southern First Bancshares Inc | SFST | National Commercial Banks (6021) | 582459561 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520039 | D Michael Dowling | P.o. Box 17465 Greenville SC 29606 | Executive Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-22 | 2,500 | $0.00 | 2,500 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 1,800 | $7.95 | 4,300 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Acquisiton | 2011-03-22 | 10,000 | $7.90 | 10,000 | $7.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2012-03-22 | 2021-03-22 | No | 4 | A | Direct |
Footnotes
- 2,500 shares of restricted stock granted on 3/22/2011 to vest over 4 years.
- Stock Options vest equally over 4 years.
Billionaire Hedge Funds
