Filing Details

Accession Number:
0000899243-21-025765
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-24 19:11:29
Reporting Period:
2021-06-22
Accepted Time:
2021-06-24 19:11:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356115 Nexpoint Strategic Opportunities Fund NHF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228922 D James Dondero 2515 Mckinney Avenue, Suite 1100
Dallas TX 75201
See Remarks No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-22 6,593 $14.28 2,447,067 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,048,736 Indirect See Footnote
Common Stock 57,916 Indirect By employee benefit plan
Common Stock 17,905 Direct
Footnotes
  1. Includes shares acquired through the issuer's dividend reinvestment plan.
  2. These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
  3. These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.