Filing Details

Accession Number:
0001140361-21-022188
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-24 16:49:05
Reporting Period:
2021-06-18
Accepted Time:
2021-06-24 16:49:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1339005 Femasys Inc FEMY Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1610631 John Dyett C/O Femasys Inc.
3950 Johns Creek Court, Suite 100
Suwanee GA 30024
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-18 2,500 $13.18 2,500 No 4 P Indirect By IRA
Common Stock Acquisiton 2021-06-22 948,342 $0.00 948,342 No 4 C Indirect By Salem Femasys Investors LLC
Common Stock Acquisiton 2021-06-22 2,271,453 $0.00 3,219,795 No 4 C Indirect By Salem Femasys Investors LLC
Common Stock Acquisiton 2021-06-18 10,000 $12.88 10,000 No 4 P Indirect By the Dyett Family Trust
Common Stock Acquisiton 2021-06-22 40,000 $13.00 50,000 No 4 P Indirect By the Dyett Family Trust
Common Stock Acquisiton 2021-06-22 63,709 $0.00 113,709 No 4 C Indirect By the Dyett Family Trust
Common Stock Acquisiton 2021-06-23 1,000 $9.95 114,709 No 4 P Indirect By the Dyett Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
No 4 C Indirect By Salem Femasys Investors LLC
No 4 C Indirect By Salem Femasys Investors LLC
No 4 P Indirect By the Dyett Family Trust
No 4 P Indirect By the Dyett Family Trust
No 4 C Indirect By the Dyett Family Trust
No 4 P Indirect By the Dyett Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2021-06-22 948,342 $0.00 948,342 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2021-06-22 2,271,453 $0.00 2,271,453 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2021-06-22 63,709 $0.00 63,709 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. 948,342 shares of Series B Convertible Preferred Stock were automatically converted into Common Stock in connection with the closing of the Issuer's initial public offering. The Series B Convertible Preferred Stock had no expiration date.
  2. Salem Femasys Investors LLC is a limited liability company consisting of 95 members, as of December 31, 2020. Mr. Dyett, acting as manager for Salem Femasys Investors LLC, has sole voting power over the shares held by Salem Femasys Investors LLC, subject to the vote of members holding more than 50% of the outstanding interests in Salem Femasys Investors LLC, and shares dispositive power over such shares, which powers may be exercised by members holding more than 50% of the outstanding interests in Salem Femasys Investors LLC, with each of the other members. Mr. Dyett disclaims beneficial ownership over the shares held by Salem Femasys Investors LLC, except to the extent of his pecuniary interest therein.
  3. 2,271,453 shares of Series C Convertible Preferred Stock were automatically converted into Common Stock in connection with the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock had no expiration date.
  4. 63,709 shares of Series C Convertible Preferred Stock were automatically converted into Common Stock in connection with the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock had no expiration date.