Filing Details
- Accession Number:
- 0000899243-21-025527
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-23 18:44:25
- Reporting Period:
- 2021-06-21
- Accepted Time:
- 2021-06-23 18:44:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 749660 | Icad Inc | ICAD | Surgical & Medical Instruments & Apparatus (3841) | 020377419 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362512 | M Stacey Stevens | C/O Icad Inc 98 Spit Brook Road Suite 100 Nashua NH 03062 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-06-21 | 2,690 | $18.02 | 149,098 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-21 | 6,476 | $18.02 | 142,622 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-21 | 235 | $6.68 | 142,857 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-21 | 236 | $18.34 | 142,621 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-21 | 8,333 | $4.38 | 150,954 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-21 | 8,333 | $18.02 | 142,621 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-06-21 | 235 | $0.00 | 235 | $6.68 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-06-21 | 8,333 | $0.00 | 8,333 | $4.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-06-19 | 2024-06-19 | No | 4 | M | Direct |
| 0 | 2021-03-25 | 2029-03-25 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares sold by the Reporting Person in broker-assisted "sell-to-cover" transactions, to cover tax withholding obligations in connection with the vesting of restricted shares, granted to the Reporting Person under the Issuer's 2016 Stock Incentive Plan.
- Represents shares sold pursuant to the Reporting Person's written trading plan pursuant to Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.76 to $18.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by it at each separate price on June 21, 2021.
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