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Filing Details

Accession Number:: 0001209191-21-042583
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-22 20:08:19
Reporting Period:: 2021-06-17

Accepted Time:: 2021-06-22 20:08:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1643269	Sumo Logic Inc.	SUMO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1398231	D Steven Fitz	305 Main Street Redwood City CA 94063	Chief Revenue Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2021-06-17	6,046	$19.10	230,901	No	4	S	Direct
Common Stock	Acquisiton	2021-06-18	34,437	$1.92	265,338	No	4	M	Direct
Common Stock	Disposition	2021-06-18	50,311	$22.00	215,027	No	4	S	Direct
Common Stock	Acquisiton	2021-06-21	11,638	$1.92	226,665	No	4	M	Direct
Common Stock	Disposition	2021-06-21	16,916	$22.00	209,749	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2021-06-18	34,437	$0.00	34,437	$1.92
Common Stock	Stock Option (right to buy)	Disposition	2021-06-21	11,638	$0.00	11,638	$1.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
663,892		2026-12-05	No	4	M	Direct
652,254		2026-12-05	No	4	M	Direct

Footnotes

Shares sold to cover tax obligations in connection with the vesting of RSUs.
This sale price represents the weighted average sale price of the shares sold ranging from $19.102 to $19.106 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Includes 957 shares acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2021.
Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.
This sale price represents the weighted average sale price of the shares sold ranging from $21.33 to $22.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.005 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The shares underlying this option vested as to 1/4th of the total shares on November 5, 2019 with 1/48th of the total shares vesting monthly thereafter, subject to the Reporting Person's continued role as a service provider to the Issuer.