Filing Details
- Accession Number:
- 0001209191-21-042581
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-22 20:07:26
- Reporting Period:
- 2021-06-17
- Accepted Time:
- 2021-06-22 20:07:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1643269 | Sumo Logic Inc. | SUMO | Services-Prepackaged Software (7372) | 272234444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1822781 | Krishnaraj Suku Chettiar | 305 Main Street Redwood City CA 94063 | Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-06-17 | 7,124 | $19.10 | 132,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-18 | 19,400 | $1.38 | 151,651 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-18 | 26,278 | $21.85 | 125,373 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-21 | 2,598 | $1.38 | 127,971 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-21 | 2,598 | $22.00 | 125,373 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-18 | 19,400 | $0.00 | 19,400 | $1.38 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-21 | 2,598 | $0.00 | 2,598 | $1.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 405,800 | 2025-09-16 | No | 4 | M | Direct | |
| 403,202 | 2025-09-16 | No | 4 | M | Direct |
Footnotes
- Shares sold to cover tax obligations in connection with the vesting of RSUs.
- This sale price represents the weighted average sale price of the shares sold ranging from $19.09 to $19.375 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
- Includes 1,741 shares acquired under the Issuer's Employee Stock Purchase Plan.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.
- This sale price represents the weighted average sale price of the shares sold ranging from $21.33 to $22.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The shares underlying this option are fully vested and immediately exercisable.
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