Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2021-06-21 21:34:52
Reporting Period:
Accepted Time:
2021-06-21 21:34:52
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
896493 Ault Global Holdings Inc. DPW Electronic Components, Nec (3679) 941721931
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1734770 Ault & Company, Inc. 11411 Southern Highlands Parkway
Suite 240
Las Vegas NV 89141
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-12 275,862 $1.45 1,354,829 No 4 C Direct
Common Stock Acquisiton 2021-06-18 5,587 $2.69 1,360,416 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 8% Convertible Promissory Note Disposition 2021-05-12 0 $1,000,000.00 275,862 $1.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-07-22 No 4 C Direct
  1. On February 5, 2020, the Issuer sold and issued an 8% Convertible Promissory Note in the principal amount of $1,000,000 (the "Note") to the Reporting Person, which Note was convertible into shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") at a conversion price of $1.45 per share. On May 12, 2021, the Reporting Person converted the remaining $400,000 of principal of the Note into 275,862 shares of Common Stock.
  2. The Note was convertible, at the election of the Reporting Person, prior to payment, or prepayment, in full.
  3. Excludes shares issuable at the election of the Reporting Person upon conversion of accrued interest into shares of Common Stock.