Filing Details

Accession Number:
0000899243-21-025106
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-21 19:55:55
Reporting Period:
2021-06-17
Accepted Time:
2021-06-21 19:55:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1560672 Ellington Residential Mortgage Reit EARN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070844 A Stephen Schwarzman C/o The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1393818 Blackstone Group Inc 345 Park Avenue
New York NY 10154
No No Yes No
1404071 L.l.c. Management Group Blackstone C/o The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1404073 L.p. Iii Holdings Blackstone C/o The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1478809 L.p. Gp Iii Holdings Blackstone C/o The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1478815 L.l.c. Management Gp Iii Holdings Blackstone C/o The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1575478 L.l.c. Btoa C/o The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1575479 L.l.c. Manager Earn Bto C/o The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
1575483 L.l.c. Holdings Earn Opportunities Tactical Blackstone C/o The Blackstone Group Inc.
345 Park Avenue
New York NY 10154
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-06-17 2,675,000 $12.80 628,578 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Footnotes
  1. This amount represents the $13.20 public offering price per common share of beneficial interest, $0.01 par value per share ("Common Shares") of the Issuer, less the underwriting discount of $0.40 per share.
  2. These shares represent Common Shares that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings").
  3. BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P.
  4. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
  5. Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.