Filing Details

Accession Number:
0001181431-11-027210
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-04 19:39:18
Reporting Period:
2011-05-04
Filing Date:
2011-05-04
Accepted Time:
2011-05-04 19:39:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062478 Actuate Corp ACTU Services-Prepackaged Software (7372) 943193197
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192377 A Daniel Gaudreau 2207 Bridgepointe Parkway, Suite 500
San Mateo CA 94404
Svp, Operations And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-04 71,548 $3.75 175,167 No 4 M Direct
Common Stock Disposition 2011-05-04 71,548 $5.40 103,619 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2011-05-04 71,548 $0.00 71,548 $3.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,027,827 2002-10-29 2011-10-29 No 4 M Direct
Footnotes
  1. Represents a weighted average within the range of $5.40 and $5.41
  2. Includes 100,000 of the Issuer's common stock underlying RSUs awarded.
  3. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of October 29, 2001 and for the balance in a series of equal monthly installments over the following 36 months.