Filing Details

Accession Number:
0001664703-21-000113
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-17 19:18:43
Reporting Period:
2021-06-15
Accepted Time:
2021-06-17 19:18:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664703 Bloom Energy Corp BE Electrical Industrial Apparatus (3620) 770565408
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1863060 Glen Griffiths 4353 North First Street
San Jose CA 95134
Evp, Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-06-15 23,338 $0.00 148,208 No 4 M Direct
Class A Common Stock Disposition 2021-06-16 11,817 $23.82 136,889 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2021-06-15 23,338 $0.00 23,338 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,662 No 4 M Direct
Footnotes
  1. Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.23. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. Includes 508 deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan. These deferred stock units were omitted from the Reporting Person's Form 3/A, and also were omitted from one Form 4 filed by the Reporting Person after his Form 3/A was filed.
  4. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
  5. One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.