Filing Details

Accession Number:
0001628280-21-012478
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-17 17:13:30
Reporting Period:
2021-06-15
Accepted Time:
2021-06-17 17:13:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501697 X4 Pharmaceuticals Inc XFOR Biological Products, (No Disgnostic Substances) (2836) 273181608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1752461 M Derek Meisner C/O X4 Pharmaceuticals, Inc.
61 North Beacon Street, 4Th Floor
Boston MA 02134
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-15 12,500 $0.00 76,894 No 4 A Direct
Common Stock Disposition 2021-06-15 4,166 $7.84 72,728 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents restricted stock units issued to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer and has no expiration date. One third of the shares underlying the restricted stock unit award vested on June 15, 2021. One third of the shares will vest on June 15, 2022, and one third of the shares will vest on June 15, 2023, subject to the Reporting Person providing continuous service to the Issuer on such dates. Shares in respect of the vested portion of the award must be delivered no later than March 15 of the calendar year following the year in which vesting occurs.
  2. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $7.72 to $8.19, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. Represents unvested restricted stock units.