Filing Details

Accession Number:
0001213900-21-032980
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-17 17:00:46
Reporting Period:
2021-06-15
Accepted Time:
2021-06-17 17:00:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365572 M Kenneth Young C/O B. Riley Financial, Inc.
11100 Santa Monica Blvd., Suite 800
Los Angeles CA 90025
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-15 1,200 $66.06 154,945 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,100 Indirect See Note
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $65.70 to $66.39. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.