Filing Details
- Accession Number:
- 0001209191-21-040886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-16 16:05:23
- Reporting Period:
- 2021-06-14
- Accepted Time:
- 2021-06-16 16:05:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1539638 | Triumph Bancorp Inc. | TBK | State Commercial Banks (6022) | 200477066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1774173 | Todd Ritterbusch | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | Evp & Clo - Tbk Bank, Ssb | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-14 | 945 | $31.00 | 10,966 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-14 | 976 | $26.25 | 11,942 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-14 | 1,921 | $80.12 | 10,021 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-14 | 2,925 | $80.72 | 7,096 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | Disposition | 2021-06-14 | 945 | $0.00 | 945 | $31.00 |
| Common Stock | Employee Stock Options | Disposition | 2021-06-14 | 976 | $0.00 | 976 | $26.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 945 | 2029-05-01 | No | 4 | M | Direct | |
| 2,931 | 2030-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Depository Shares | 20,000 | Direct |
Footnotes
- Consists of (i) 2,000 shares beneficially owned by reporting person, and (ii) 5,096 shares of restricted stock of the reporting person subject to future vesting requirements.
- Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Billionaire Hedge Funds
