Home > Insider Trading > Filing (0001225208-21-009445)

Filing Details

Accession Number:: 0001225208-21-009445
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-15 19:07:29
Reporting Period:: 2021-06-15

Accepted Time:: 2021-06-15 19:07:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
910073	New York Community Bancorp Inc	NYCB	Savings Institutions, Not Federally Chartered (6036)	061377322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392546	Hanif Dahya	615 Merrick Avenue Westbury NY 11590		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-01-29	1,801	$0.00	0	No	5	G	Direct
Common Stock	Disposition	2021-02-15	1,500	$0.00	0	No	5	G	Direct
Common Stock	Disposition	2021-03-01	1,500	$0.00	0	No	5	G	Direct
Common Stock	Disposition	2021-04-01	3,000	$0.00	0	No	5	G	Direct
Common Stock	Disposition	2021-05-01	3,000	$0.00	0	No	5	G	Direct
Common Stock	Acquisiton	2021-01-29	1,801	$0.00	142,301	No	5	G	Indirect	By Spouse
Common Stock	Acquisiton	2021-02-15	1,500	$0.00	143,801	No	5	G	Indirect	By Spouse
Common Stock	Acquisiton	2021-03-01	1,500	$0.00	145,301	No	5	G	Indirect	By Spouse
Common Stock	Acquisiton	2021-04-01	3,000	$0.00	148,301	No	5	G	Indirect	By Spouse
Common Stock	Acquisiton	2021-05-01	3,000	$0.00	151,301	No	5	G	Indirect	By Spouse
Common Stock	Acquisiton	2021-06-15	20,000	$11.91	171,301	No	4	P	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Direct
No	5	G	Direct
No	5	G	Direct
No	5	G	Direct
No	5	G	Indirect	By Spouse
No	5	G	Indirect	By Spouse
No	5	G	Indirect	By Spouse
No	5	G	Indirect	By Spouse
No	5	G	Indirect	By Spouse
No	4	P	Indirect	By Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Series A Preferred Stock	1,640	Direct
Common Stock	3,000	Indirect	By Stock Award IX
Common Stock	3,000	Indirect	By Stock Award X
Common Stock	4,500	Indirect	By Stock Award XI
Common Stock	7,208	Indirect	By Stock Award XII
Common Stock	11,405	Indirect	By Stock Award XIII

Footnotes

The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.90 to $11.93, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
The remaining 3,000 shares, granted under Stock Award IX on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 1, 2022.
The remaining 3,000 shares, granted under Stock Award X on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on February 15, 2022.
The remaining 4,500 shares, granted under Stock Award XI on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 1, 2022.
The remaining 7,208 shares, granted under Stock Award XII on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on January 29, 2022.
11,405 shares granted under Stock Award XIII on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022.