Home > Insider Trading > Filing (0001562180-21-004280)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1467623	Dropbox Inc.	DBX	Services-Prepackaged Software (7372)	260138832

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1734437	Bart Volkmer	1800 Owens Street Suite 200 San Francisco CA 94158	Chief Legal Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-06-11	90,133	$0.00	403,128	No	4	C	Direct
Class A Common Stock	Disposition	2021-06-11	90,133	$29.65	312,995	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (right to buy)	Disposition	2021-06-11	90,133	$0.00	90,133	$4.28
Class A Common Stock	Class B Common Stock	Acquisiton	2021-06-11	90,133	$0.00	90,133	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-06-11	90,133	$0.00	90,133	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2023-03-10	No	4	M	Direct
269,949		No	4	M	Direct
179,816		No	4	C	Direct

Footnotes

90,133 shares of Class B Common Stock were converted into 90,133 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.
The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
This transaction was executed in multiple trades at prices ranging from $29.46 to $29.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares subject to the option are fully vested and exercisable.
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.