Filing Details

Accession Number:
0001104659-21-081528
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-15 16:41:23
Reporting Period:
2020-07-31
Accepted Time:
2021-06-15 16:41:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1806837 Vertex Inc. VERX Services-Prepackaged Software (7372) 232081753
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1819414 Lisa Butler C/O Vertex, Inc.
2301 Renaissance Blvd
King Of Prussia PA 19406
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-07-31 2,894 $19.00 13,249 No 4 P Direct
Class A Common Stock Acquisiton 2021-04-05 315,000 $2.15 328,446 No 4 M Direct
Class A Common Stock Disposition 2021-04-05 148,207 $22.58 180,239 No 4 F Direct
Class A Common Stock Disposition 2021-06-09 84,000 $18.82 96,239 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option Disposition 2021-04-05 315,000 $0.00 315,000 $2.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-02-05 No 4 M Direct
Footnotes
  1. Includes 197 shares acquired through the Company's Employee Stock Purchase Plan.
  2. The option is fully vested and exercisable.