Filing Details

Accession Number:
0001104659-21-081473
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-15 16:10:47
Reporting Period:
2021-06-14
Accepted Time:
2021-06-15 16:10:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517006 Gatos Silver Inc. GATO Gold And Silver Ores (1040) 272654848
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1828664 Philip Pyle C/O Gatos Silver, Inc.,
8400 E. Crescent Parkway, Suite 600
Greenwood Village CO 80111
Vp Of Expl & Chief Geologist No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-14 26,971 $7.00 93,189 No 4 M Direct
Common Stock Disposition 2021-06-14 26,971 $18.09 66,218 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-06-14 26,971 $0.00 26,971 $7.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,029 2025-02-08 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.31, inclusive. The reporting person undertakes to provide to Gatos Silver, Inc. (the "Issuer"), any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. These options were granted on February 8, 2015 and are fully vested.