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Filing Details

Accession Number:: 0001209191-21-040451
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-14 20:43:07
Reporting Period:: 2021-06-10

Accepted Time:: 2021-06-14 20:43:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1540755	Anaplan Inc.	PLAN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1476070	Jr H David Morton	50 Hawthorne Street San Francisco CA 94105	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-06-10	59,375	$0.00	67,886	No	4	M	Direct
Common Stock	Disposition	2021-06-11	29,811	$51.81	38,075	No	4	S	Direct
Common Stock	Acquisiton	2021-06-10	3,664	$0.00	41,739	No	4	M	Direct
Common Stock	Disposition	2021-06-11	1,840	$51.81	39,899	No	4	S	Direct
Common Stock	Acquisiton	2021-06-10	2,860	$0.00	42,759	No	4	M	Direct
Common Stock	Disposition	2021-06-11	1,437	$51.81	41,322	No	4	S	Direct
Common Stock	Acquisiton	2021-06-10	2,049	$0.00	43,371	No	4	M	Direct
Common Stock	Disposition	2021-06-11	1,029	$51.81	42,342	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2021-06-10	59,375	$0.00	59,375	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-06-10	3,664	$0.00	3,664	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-06-10	2,860	$0.00	2,860	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-06-10	2,049	$0.00	2,049	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
296,875	No	4	M	Direct
29,312	No	4	M	Direct
31,466	No	4	M	Direct
30,747	No	4	M	Direct

Footnotes

The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.