Filing Details

Accession Number:
0001792549-21-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-14 18:50:32
Reporting Period:
2021-06-10
Accepted Time:
2021-06-14 18:50:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1289850 Neurometrix Inc. NURO Surgical & Medical Instruments & Apparatus (3841) 043308180
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1792547 Collin Mcbirney 544 Euclid Street
Santa Monica CA 90402
No No No Yes
1792549 Topline Capital Management, Llc 544 Euclid Street
Santa Monica CA 90402
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-10 28,238 $3.42 570,478 No 4 P Indirect By Topline Capital Partners, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Topline Capital Partners, LP
Footnotes
  1. The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("Topline"), and (ii) Collin McBirney, Topline's managing member.
  2. Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of Common Stock. Each reporting person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  3. The shares of Common Stock reported in Table I of this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Topline, as the investment manager and general partner of the Fund, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by the Fund. Mr. McBirney, as the managing member of Topline, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by the Fund.