Filing Details

Accession Number:
0001225208-11-013147
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-04 15:54:33
Reporting Period:
2011-05-02
Filing Date:
2011-05-04
Accepted Time:
2011-05-04 15:54:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396958 L Pamela Carter 500 Jackson Street
Columbus IN 47201
President-Distribution No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2011-05-02 6,000 $19.42 40,301 No 4 M Direct
Common Disposition 2011-05-02 6,000 $118.43 34,301 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2011-05-02 6,000 $0.00 6,000 $19.42
Common Stock Option (Right-to-Buy) Acquisiton 2011-05-02 6,520 $0.00 6,520 $119.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,340 2011-03-02 2019-03-02 No 4 M Direct
6,520 2013-05-02 2021-05-02 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 6,653 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $58.12 2012-03-01 2020-03-01 6,820 6,820 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-03-01 6,820 6,820 Direct
Footnotes
  1. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.