Filing Details

Accession Number:
0001209191-21-040037
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-11 19:21:47
Reporting Period:
2021-06-09
Accepted Time:
2021-06-11 19:21:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1720990 Fisker Inc. FSR Motor Vehicles & Passenger Car Bodies (3711) 823100340
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1822756 Henrik Fisker C/O Fisker Inc.
1888 Rosecrans Avenue
Manhattan Beach CA 90266
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-06-10 539,956 $0.06 1,481,474 No 4 M Indirect Held by the Mayfair Trust
Class A Common Stock Disposition 2021-06-10 539,956 $17.79 941,518 No 4 S Indirect Held by the Mayfair Trust
Class A Common Stock Acquisiton 2021-06-11 22,000 $0.06 963,518 No 4 M Indirect Held by the Mayfair Trust
Class A Common Stock Disposition 2021-06-11 22,000 $18.70 941,518 No 4 S Indirect Held by the Mayfair Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Held by the Mayfair Trust
No 4 S Indirect Held by the Mayfair Trust
No 4 M Indirect Held by the Mayfair Trust
No 4 S Indirect Held by the Mayfair Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option Acquisiton 2021-06-09 7,961,727 $0.00 7,961,727 $0.06
Class A Common Stock Stock Option Disposition 2021-06-10 539,956 $0.00 539,956 $0.06
Class A Common Stock Stock Option Disposition 2021-06-11 22,000 $0.00 22,000 $0.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,961,727 2026-12-19 No 5 G Indirect
7,421,771 2026-12-19 No 4 M Indirect
7,399,771 2026-12-19 No 4 M Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Option $0.06 2026-12-19 7,189,995 7,189,995 Indirect
Class A Common Stock Stock Option $0.06 2027-04-26 730,989 730,989 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-12-19 7,189,995 7,189,995 Indirect
2027-04-26 730,989 730,989 Indirect
Footnotes
  1. Includes shares previously held by HF Holdco, LLC which have been transferred into the Mayfair Trust.
  2. The Reporting Person and his spouse are the trustees of the Mayfair Trust.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $18.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.365 to $18.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The stock option is fully vested and immediately exercisable.
  6. On June 9, 2021, the Reporting Person's spouse transferred this stock option to the Mayfair Trust, of which the Reporting Person and his spouse are the trustees.
  7. On June 9, 2021, the Reporting Person transferred this stock option to the Mayfair Trust, of which the Reporting Person and his spouse are the trustees.