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Filing Details

Accession Number:: 0001217234-21-000136
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-11 17:51:53
Reporting Period:: 2021-06-09

Accepted Time:: 2021-06-11 17:51:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1217234	Caredx Inc.	CDNA	Services-Medical Laboratories (8071)	943316839

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1721150	Sasha King	C/O Caredx, Inc. 1 Tower Place, 9Th Floor South San Francisco CA 94080	Chief Marketing Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-06-09	394	$1.00	47,913	No	4	M	Direct
Common Stock	Acquisiton	2021-06-09	417	$1.07	48,330	No	4	M	Direct
Common Stock	Acquisiton	2021-06-09	417	$2.80	48,747	No	4	M	Direct
Common Stock	Acquisiton	2021-06-09	2,500	$5.90	51,247	No	4	M	Direct
Common Stock	Acquisiton	2021-06-09	1,250	$6.31	52,497	No	4	M	Direct
Common Stock	Acquisiton	2021-06-09	77	$24.35	52,574	No	4	M	Direct
Common Stock	Disposition	2021-06-09	12,435	$90.01	40,139	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-06-09	394	$0.00	394	$1.00
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-06-09	417	$0.00	417	$1.07
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-06-09	417	$0.00	417	$2.80
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-06-09	2,500	$0.00	2,500	$5.90
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-06-09	1,250	$0.00	1,250	$6.31
Common Stock	Employee Stock Option (right to buy)	Disposition	2021-06-09	77	$0.00	77	$12.24

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2027-04-21	No	4	M	Direct
625	2027-06-09	No	4	M	Direct
694	2027-09-01	No	4	M	Direct
5,833	2027-10-27	No	4	M	Direct
4,167	2028-01-19	No	4	M	Direct
14,583	2028-06-29	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.15, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
25% of the shares subject to the option vested on March 30, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
25% of the shares subject to the option vested on June 9, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
50% of the shares subject to the option vested on September 1, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on October 20, 2018 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter.