Filing Details

Accession Number:
0001437749-21-014606
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-11 16:17:58
Reporting Period:
2021-06-09
Accepted Time:
2021-06-11 16:17:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72444 Vaxart Inc. VXRT Biological Products, (No Disgnostic Substances) (2836) 591212264
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530193 Margaret Echerd C/O Vaxart, Inc.
170 Harbor Way, Suite 300
South San Francisco CA 94080
Svp, Principal Accntng Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-09 12,333 $5.17 12,333 No 4 M Direct
Common Stock Acquisiton 2021-06-09 35,222 $0.77 47,555 No 4 M Direct
Common Stock Disposition 2021-06-09 47,555 $8.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-06-09 12,333 $0.00 12,333 $5.17
Common Stock Stock Option (right to buy) Disposition 2021-06-09 35,222 $0.00 35,222 $0.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,667 2028-05-24 No 4 M Direct
35,222 2029-06-11 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.
  2. The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of April 9, 2018, and the remaining shares in 36 equal monthly installments thereafter.
  3. The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of May 10, 2019, and the remaining shares in 36 equal monthly installments thereafter.