Filing Details
- Accession Number:
- 0001225208-11-013126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-04 14:43:05
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-05-04
- Accepted Time:
- 2011-05-04 14:43:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1140536 | Willis Group Holdings Plc | WSH | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1330575 | C Anna Catalano | C/O Willis Group Holdings Plc 51 Lime Street London, England X0 EC3M 7DQ | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, Nominal Value $0.000115 Per Share | Acquisiton | 2011-05-02 | 2,409 | $0.00 | 11,923 | No | 4 | A | Direct | |
| Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2011-05-03 | 1,385 | $41.48 | 10,538 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Comprised of 2,409 restricted share units ("RSUs"), which represent the right to recieve ordinary shares, par value $0.000115 per share, of Willis Group Holdings Public Limited Company. The RSUs shall vest 100% on May 2, 2012.
- The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2011 to cover taxes incurred on the vesting of 2,869 RSUs on May 3, 2011.
- The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $41.24 to $41.58 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- Includes an aggregate of 2,409 RSUs subject to the satisfaction of vesting requirements, as well as 1,361 vested RSUs with a deferred settlement no later than January 2, 2017. This amount gives effect to the RSUs that vested on May 3, 2011.
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